Portal oficial del Gobierno de Puerto Rico. 
Un sitio web oficial .pr.gov pertenece a una organización oficial del Gobierno de Puerto Rico.
Los sitios web seguros .pr.gov usan HTTPS, lo que significa que usted se conectó de forma segura a un sitio web .pr.gov.

OCIF

Reglamentación de Valores

Bienvenidos al área de Reglamentación de Valores. En esta sección encontrará instrucciones generales y los formularios requeridos para la inscripción de valores y entidades de valores en Puerto Rico. Para información adicional sobre nuestras leyes y reglamentos.

Calendario de Actividades

Se muestran las actividades más recientes.  Seleccione el mes para filtrar la lista de actividades
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
7 Sep
2022
Non Ratione
3 Oct
2023
Est Quod
20 Oct
2023
Ipsam Ab Nobis Sit
2 Feb
2023
Sit Quia Nobis
28 Nov
2022
Minima Amet Architecto Et
21 Dec
2023
Adipisci Maxime

Reglamentaciones de Valores

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Issuer Agents
Form R-9
November 15, 2023
Issuer Agents
Form R-8
November 15, 2023
Issuer Agents
Form R-7
November 15, 2023
Issuer Agents
Form R-2 Application
November 15, 2023
Securities Agents
Securities Agents - Agent Dual Registration Consent
November 15, 2023
Securities Agents
Securities Agent - General Requirements and Instructions [AG] (Rev. 10-2018)
November 15, 2023
Issuer Agents
Issuer Agents - General Requirements and Instructions [A] (Rev. 10-2018)
November 15, 2023
Issuer Agents
Issuer Agents - Form R-2 Application for Registration
November 15, 2023
Investment Adviser Registration
Written Consent
November 15, 2023
Investment Adviser Registration
Form R-5
November 15, 2023

Formularios de Valores (Securities)
Securities Registration Division - Form

En esta sección encontrará instrucciones generales y los formularios requeridos para la inscripción de valores y entidades de valores en Puerto Rico.

In this section you will find general instructions and forms required to register securities and securities entities in Puerto Rico.

Registro de Casas de Corretaje

Written Consent for Limited Liability Companies, Sole Proprietorships or Partnerships
Broker Dealer Questionnaire and Affidavit Prior Sales
Form R-5 Corporate Resolution
General Requirements and Instructions BD (Rev. 05-2021)

Registro de Casas de Corretaje

Glovista aciicalasses allocation Fund
Oiganlcation of the Atlas us lacucal income rund, inc. /pnl 2015
Global Opportunities Capital Appreciation Fund Amended and Restated Ruling Upon Conversion Under l.aw 93-2013
UBS-Popular Funds-Repurchase of Shares of Closed end Funds Co-advised by Popular Asset Nigmt and UBS Asset Managers under Art 25 of act 92.201
First Puerto Rico Family of Funds-repurchase of shares under Art. 25 Act 93-2013-Feb 5 2014
UBS Funds Ruling authonzing Repurchase of shares of Sommon stock of cerlain oerS 12 19 2013

Determinaciones Administrativas

General Requirements and Instructions for Regulation A - Tier 1
General Requirements and Instructions for Regulation A - Tier 2
General Requirements and Instructions for Regulation A - Tier 2
Form S 2 (Rev 03-13)
Form S-5 (Rev 03-13)
S 402 (b)(9) Rev 03-13
Form R-6 Consent to Services (Rev 01-19)

Additional Forms

Networking Agreement
IRA Advertisement Certification Form